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      Voya Workpapers

      This article summarizes unique information relevant to Voya Input Files & Workpapers

      Input - Output Matrix

      The below matrix shows the AuditMiner workpapers generated from each Voya input report. You can find instructions for how to obtain the input reports in the AuditMiner platform.

      Voya

      What does Voya NOT inlcude?

      Contribution Allocation Testing:

        • The input report does not include the percent elected for allocation, so this information is blank in the AuditMiner workpaper for Voya.  

      Distribution Package  

        • The net distribution is comprised of rollover distribution plus cash distribution.   
        • The distribution input report does not include distribution fees, payee, or participant date of birth.
        • AuditMiner is unable to calculate the age of the participant as the input reports don’t contain the date of birth.

      Investment Disclosure Support 

        • The input report doesn’t include investment ID, ticker symbol, current year shares, current year price, or current year cost. 

      Investment Income Allocation

        • The input reports don’t include the ticker symbol and therefore AuditMiner is unable to populate the Fund Return.

      Loan Package

        • The Loan Package does not include payment amount, beginning loan balance, unpaid accrued interest, loan default, and payment frequency

       Rollovers Package

          •  does not include rollover date, participant elected allocation percent and qualified institution so they will not appear on the output report for Voya.