AuditMiner Workpapers General Information
This disclaimer and general overview applies to all articles contained in the Workpaper Guide section of our Resource center
Disclaimer
The AuditMiner tool and workpaper guide has not been peer reviewed. The workpapers, including procedure steps, may not be appropriate for every scenario. The auditor is required to use judgment based on experience and knowledge of plan to determine if, when, and how to use the workpaper guide and procedures within. The conclusions on all testing workpapers will need to be updated for any exceptions or discrepancies identified by the auditor.
Overview
The Workpaper Guides were created to be used as a reference for AuditMiner customers. The guide explains the purpose of each workpaper, where the auditor can find the audit procedures in the AICPA Employee Benefit Plan Audit & Accounting Guide (AAG-EBP), and addresses frequently asked questions.
The data for the AuditMiner workpapers is obtained from the recordkeeper input reports you provide. The recordkeeper maintains the activity posted to the participants’ accounts and allocates plan activity. You can find the list of recordkeepers that AuditMiner has integrations with here.
If you have any questions or feedback, please email support@auditminer.com.